Date of Award
Summer 8-2026
Document Type
Dissertation
Degree Name
Doctor of Philosophy (PhD)
Department
Mathematics & Statistics
Program/Concentration
Computational and Applied Mathematics
Committee Director
Yuesheng Xu
Committee Member
Frank Liu
Committee Member
Michael Pokojovy
Committee Member
Guohui Song
Committee Member
Ruhai Zhou
Abstract
This dissertation studies two complementary notions of convergence arising in modern neural network models: the convergence of recursively constructed neural network architectures and the convergence of optimization algorithms used for training neural-network-based image restoration models. The first part develops a convergence theory for deep neural networks (DNNs) viewed as recursively generated sequences of functions. Within an Lp framework motivated by statistical learning, sufficient conditions are established under which increasing-depth neural network sequences converge to well-defined limiting functions. The analysis covers both bounded-width and unbounded-width architectures, establishes explicit convergence rates, and motivates a network initialization strategy derived from the convergence conditions. Numerical experiments validate the theoretical predictions and demonstrate the effectiveness of the proposed initialization. The second part extends the analysis to multi-grade deep neural networks (MGDNNs), whose hierarchical construction naturally generates sequences of neural network approximations. Separate convergence theories are developed for free-weight and shared-weight formulations, and sufficient conditions are established for pointwise, uniform, and Lp convergence under general Lipschitz continuous activation functions. These results provide a rigorous characterization of the asymptotic behavior of multi-grade neural architectures as the number of grades increases. The final part considers a multi-grade sparse-guided implicit representation model for training-data-free image restoration. Unlike the preceding chapters, the convergence studied here concerns the optimization algorithm used to compute the network parameters. A fixed-point formulation of the associated proximal alternating algorithm is derived, and convergence to stationary points is established under suitable regularity assumptions. Together, these results develop new theoretical foundations for recursively constructed DNNs, hierarchical MGDNNs, and optimization methods for training-data-free image restoration.
Rights
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DOI
10.25777/mjfb-ay06
ISBN
9798193214403
Recommended Citation
Huang, Lei.
"Convergence Theory for Deep and Multi-grade Neural Architectures"
(2026). Doctor of Philosophy (PhD), Dissertation, Mathematics & Statistics, Old Dominion University, DOI: 10.25777/mjfb-ay06
https://digitalcommons.odu.edu/mathstat_etds/139
Included in
Applied Mathematics Commons, Artificial Intelligence and Robotics Commons, Mathematics Commons